Global Broker Regulation & Inquiry App




India|5-10 years|
High potential risk|


Rating Index




Influence index NO.1

India 6.62

Surpassed 74.57% brokers

Biz AreaSearch StatisticsAdvertisingSocial Media Index


+91 022-688 41 888
2nd Floor, North Side, YES BANK House, Off Western Express Highway, Santacruz East, Mumbai - 400055. Maharashtra, India.


No valid regulatory information, please be aware of the risk!

VPS Standard
No restriction on the broker account. Support service provided by WikiFX

Single Core



Open Now

Check whenever you want

Download App for complete information

Warning: Low score, please stay away! 2
Previous Detection : 2024-07-12
  • It has been verified that this broker currently has no valid regulation. Please be aware of the risk!
  • The current information shows that this broker does not have a trading software. Please be aware!

WikiFX Verification


Users who viewed YES SECURITIES also viewed..


10-15 yearsRegulated in AustraliaMarket Making(MM)MT4 Full License
Official website


10-15 yearsRegulated in CyprusMarket Making(MM)MT4 Full License
Official website

MultiBank Group

10-15 yearsRegulated in AustraliaMarket Making(MM)MT4 Full License
Official website


5-10 yearsRegulated in AustraliaMarket Making(MM)MT4 Full License
Official website

YES SECURITIES · Company Summary

YES SECURITIES Review Summary in 5 Points
Founded 2023
Registered Country/Region India
Regulation Unregulated
Market Instruments & Services Mutual fund, Wealth Box (basket of stocks or ETFs), Alternates Alpha Plus Fund (AIF), e-Will; Global Investment via SAXO Bank
Customer Support Phone, email, address, social media


YES SECURITIES is a globally-oriented brokerage across India with a representative office in Dubai, offering a range of financial instruments and services such as Mutual fund, Wealth Box (basket of stocks or ETFs), Alternates Alpha Plus Fund (AIF), e-Will; Global Investment via SAXO Bank. Despite these diverse offerings, it is critical to highlight that YES SECURITIES operates without the oversight of any acknowledged regulatory bodies which raises concerns to its commitment to customer protection.


In our upcoming article, we will present a comprehensive and well-structured evaluation of the broker's services and offerings. We encourage interested readers to delve further into the article for valuable insights. In conclusion, we will provide a concise summary that highlights the distinct characteristics of the broker for a clear understanding.

Pros & Cons

Pros Cons
• Diversified instruments and services • Unregulated
• Ample customer service channels


  • Diversified Instruments and Services: Yes Securities offers a wide range of financial instruments and services including equities, derivatives, mutual funds and more. This diversification provides clients with various options to suit their investment preferences and goals.

  • Ample Customer Service Channels: Yes Securities offers multiple channels for customer support, including phone, email, addresses and social media. This accessibility can be advantageous for clients seeking assistance with account management, trading queries or technical issues.


  • Unregulated: One of the drawbacks of Yes Securities is its lack of regulation. Without proper oversight from regulatory authorities, there will be concerns regarding transparency, investor protection, and adherence to industry standards.


When considering the safety of a brokerage like YES SECURITIES or any other platform, it's important to conduct thorough research and consider various factors. Here are some steps you can take to assess the credibility and safety of a brokerage:

  • Regulatory sight: Given YES SECURITIES's broad operational scope, the lack of supervision from established regulatory authorities raises significant concerns. The absence of regulatory oversight calls into question the broker's legal status and accountability.

No license
  • User feedback: To get a deeper understanding of the brokerage, it is suggested that traders explore reviews and feedback from existing clients. These shared insights and experiences from users can be accessed on reputable websites and discussion platforms.

  • Security measures: Yes Securities prioritizes privacy policy to safeguard client data. Their privacy policy includes measures such as encryption, restricted access, and compliance with data protection laws.

Ultimately, the decision to trade with YES SECURITIES rests with the individual. It's important to carefully weigh the potential risks and returns before initiating any trading activities.

Market Instruments & Services

  • Mutual Fund:

Yes Securities' Mutual Fund Platform offers an end-to-end digital avenue for investing in mutual funds from various fund houses. The platform provides a single window for selecting and transacting in mutual funds, ensuring hassle-free and transparent investment experiences.

  • Wealth Baskets:

Yes Securities offers Wealth Baskets, curated portfolios of stocks or ETFs designed to build profitable, low-cost, diversified portfolios for both short and long-term goals. Each basket reflects specific investment strategies or themes, backed by rigorous research and customization.

  • Alternates Alpha Plus Fund (AIF)

The Alternates Alpha Plus Fund (AIF) generates consistent, risk-adjusted returns by employing diverse trading strategies in derivatives markets. The fund seeks profits from both upward and downward price movements in underlying securities, offering investors opportunities in various market conditions.

  • E-will:

Their Will creation services enable clients to distribute assets according to their wishes, ensuring family protection and minimizing disputes. With options for summarized or detailed wills, clients can efficiently plan the distribution of their wealth, safeguarding their legacy.

  • Global Investments:

Through an easy-to-use platform, Global Investments by Yes Securities provide access to 30+ global markets, empowering clients to become global investors. It allows customers to invest and trade in multiple global stock markets via single access platform powered by SAXO Bank.

Market Instruments & Services


Yes Securities offers a Demat account with no associated charges for account opening. This account provides investors with a secure and convenient platform to hold and manage their securities in electronic form. With no fees for opening, clients can easily establish their Demat account with Yes Securities, benefiting from features such as seamless trading, real-time portfolio tracking and efficient settlement of transactions.

For inactive or dormant accounts with whichclients have not conducted any trading or financial transactions through YSL for the preceding 12 months. Funds or securities held with YSL in such accounts are settled at the end of the quarter when the account becomes inactive. To reactivate an account, clients need to submit duly filled KRA/CKYC forms, PAN card, address proof, and income proof if activating specific segments. All documents should be self-attested and bank attested. For queries regarding account reactivation, clients can contact Yes Securities via phone or email.


How to Open an Account?

  • Visit the YES SECURITIES website.

  • Find the “Open Account” button located on the homepage.

Find the Open Account“ button
  • You will then be required to fill in certain information such as personal details and password.

fill in required info
  • You will also be required to submit identification documents for verification according to KYC (Know Your Customer) regulations.

  • Once the broker has verified your details, you'll be able to deposit funds and start trading.

Deposit & Withdrawal

To fund your account with Yes Securities, you have several options available.

You can wire funds to SAXO Bank's account by filling out the necessary LRS form (A2 form) and submitting it to your bank. This process typically takes 1-3 business days for the amount to be credited to your account.

Additionally, you can transfer funds from any bank account worldwide as long as it's in your name, including both Indian and non-Indian bank accounts.

As an NRI, you can add funds either by transferring from your Indian bank account or by wire transferring funds from your non-Indian bank account.

Withdrawals can be initiated directly from the platform's Withdrawal tab, with the money wired to your Indian bank account, usually within 3-5 business days.

Customer Service

YES SECURITIES provides multiple channels for customer support. These include email for detailed queries, phone for immediate support, physical address for correspondence and on their website that users send their request then the broker's customer service will contact the user directly.

Phone: 0091 022 6884 1888.


Queries: ( for escalation matrix)

Demat Services:

Registered Address: 2nd Floor, North Side, YES BANK House, Off Western Express Highway, Santacruz East,

Mumbai - 400055. Maharashtra, India.

Correspondence Address: 4/5 th Floor, AFL House, Lok Bharti Complex, Marol Maroshi Road, Andheri East, Mumbai - 400059. Maharashtra, India.

Branch Address: 7th Floor, Urmi Estate Tower A, 95, Ganpatrao Kadam Marg, Opp. Peninsula Business Park,

Lower Parel West, Mumbai - 400013. Maharashtra, India.

Addtionally, the brokerage also maintains social media such as as Facebook, Twitter, YouTube, LinkedIn, Telegram and Istagram as supplementary for customer service to diversify customer's channels for assistance and communication.

social media


In conclusion, YES SECURITIES is an international online brokerage, headquartered in India, providing a broad spectrum of trading instruments and services including Mutual fund, Wealth Box (basket of stocks or ETFs), Alternates Alpha Plus Fund (AIF), e-Will; Global Investment via SAXO Bank. However, given its significant lack of regulatory supervision since the absence of regulatory oversight casts doubt on the broker's dedication to uphold regulatory standards and the security of its clients.

As a result, we recommend you to explore other brokerages that prioritize transparency, strict adherence to regulatory guidelines, and a high degree of professionalism.

Frequently Asked Questions (FAQs)

Q 1: Is YES SECURITIES regulated?
A 1: No. The broker is currently under no valid regulations.
Q 2: Is YES SECURITIES a good broker for beginners?
A 2: No. It is not a good choice for beginners because its unregulated by any recognized bodies.
Q 3: What kind of instruments and services does YES SECURITIES provide?
A 3: The broker offers trading instruments and services including Mutual fund, Wealth Box (basket of stocks or ETFs), Alternates Alpha Plus Fund (AIF), e-Will; Global Investment via SAXO Bank.

Risk Warning

Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.

In addition, the date on which this review was generated may also be an important factor to consider, as information may have changed since then. Therefore, readers are advised to always verify updated information directly with the company before making any decision or taking any action. Responsibility for the use of the information provided in this review rests solely with the reader.

Broker Information

Company Name

YES SECURITIES (India) Limited



Regulatory Status

No Regulation

Platform registered country and region


Phone of the company
  • +91 022-688 41 888









Company address
  • 2nd Floor, North Side, YES BANK House, Off Western Express Highway, Santacruz East, Mumbai - 400055. Maharashtra, India.









Customer Service Email Address

Company Summary

User Reviews

Sort by content

  • Sort by content
  • Sort by time

User comment



Write a review

more than one year
I really like YES SECURITIES' platform for its forex news updates. They present the information in clear language, making it easy for even less experienced traders like me to understand what they're talking about. It's a great help in keeping up with the market trends and making informed decisions.
2024-02-28 15:30
more than one year
YES SECURITIES as a whole, Knowledge Center helps me with facilitating my trades and queries. It is so much a supportive team they have. I admire them!
2023-02-16 12:00


Chrome extension

Global Forex Broker Regulatory Inquiry

Browse the forex broker websites and identify the legit and fraud brokers accurately

Install Now

Select Country/Region
  • Hong Kong China

  • Taiwan

  • United States

  • South Korea

  • United Kingdom

  • Japan

  • Indonesia

  • Vietnam

  • Australia

  • Singapore

  • Thailand

  • Cyprus

  • Germany

  • Russia

  • Philippines

  • New Zealand

  • Ukraine

  • India

  • France

  • Spain

  • Portugal

  • Malaysia

  • Nigeria

  • Cambodia

  • Italy

  • South Africa

  • Turkey

  • Netherlands

  • United Arab Emirates

  • Colombia

  • Argentina

  • Belarus

  • Ecuador

  • Egypt

  • Kazakhstan

  • Morocco

  • Mexico

  • Peru

  • Pakistan

  • Tunisia

  • Venezuela

United States
※ The content of this website abides with local laws and regulations.
You are visiting the WikiFX website. WikiFX Internet and its mobile products are an enterprise information searching tool for global users. When using WikiFX products, users should consciously abide by the relevant laws and regulations of the country and region where they are located.
consumer hotline:006531290538
Mobile Phone Number:234 706 777 7762;61 449895363
Telegram:+60 103342306
Whatsapp:+852-6613 1970;
License or other information error corrections, please send the information